Christopher Foster

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pennines IFA Limited

    FRN 944220

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
    • SMF3 Executive Director (since 1 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2021)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (14 Jul 2014 to 8 Dec 2019)
  • Bury Financial Advisers Limited (no longer approved here)

    FRN 499928

    • Employed By (14 Jul 2014 to 12 Nov 2015)
  • Apogee Wealth Management Limited (no longer approved here)

    FRN 503713

    • CF30 Customer (16 May 2014 to 5 Jun 2014)
  • DTE Risk and Financial Management Limited (no longer approved here)

    FRN 125247

    • CF30 Customer (6 May 2009 to 1 Feb 2013)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Nov 2005 to 17 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.