Christopher Edward Whitehead

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cornerstone Financial Planning Ltd

    FRN 977687

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
    • Responsible for Insurance Distribution (since 3 Jan 2023)
    • SMF16 Compliance Oversight (since 3 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jan 2023)
    • SMF3 Executive Director (since 3 Jan 2023)
    • [FCA CF] Client dealing (since 3 Jan 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2023)
    • CF30 Customer (17 Sep 2012 to 16 Jan 2023)
  • G. Sturgess Financial Planning Limited (no longer approved here)

    FRN 232602

    • (7)Employed By (17 Sep 2012 to 16 Jan 2023)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (10 May 2010 to 2 Jul 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 2 Sep 2010)
    • CF21 Investment Adviser (3 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Sep 2003 to 3 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at G. Sturgess Financial Planning Limited

  2. controlled function added: (7)Employed By at G. Sturgess Financial Planning Limited