Christopher Edward Hogg

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (19 Apr 2007 to 26 Aug 2008)
- CF22 Investment Adviser (Trainee) (2 Feb 2006 to 18 Sep 2006)
Newcastle Financial Advisers Limited (no longer approved here)
FRN 222899
- (24)Employed By (23 Jul 2003 to 4 Apr 2005)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (1 Dec 2001 to 27 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.