Christopher Dodman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Manager of certification employee (since 16 Feb 2021)
    • [FCA CF] Client dealing (since 24 Feb 2017)
    • [FCA CF] Material risk taker (10 Jan 2023 to 13 Oct 2023)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 16 Feb 2021)
    • [FCA CF] Client dealing (since 7 Sep 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (31 Oct 2011 to 22 Mar 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 27 Jun 2011)
    • CF21 Investment Adviser (18 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jun 2006 to 16 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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