Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Client dealing (since 22 Apr 2020)
- [FCA CF] Manager of certification employee (22 Apr 2020 to 20 Nov 2023)
-
- [FCA CF] Client dealing (7 Mar 2017 to 17 Apr 2020)
- [FCA CF] Material risk taker (7 Mar 2017 to 17 Apr 2020)
- CF30 Customer (9 Nov 2015 to 6 Mar 2016)
-
- [FCA CF] Client dealing (7 Mar 2017 to 17 Apr 2020)
- [FCA CF] Material risk taker (7 Mar 2017 to 17 Apr 2020)
- CF30 Customer (9 Nov 2015 to 6 Mar 2016)
-
- CF30 Customer (8 Jul 2013 to 10 Aug 2015)
-
- CF30 Customer (28 May 2010 to 17 Apr 2013)
-
- CF30 Customer (12 Feb 2009 to 8 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.