Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 22 Apr 2020)
    • [FCA CF] Manager of certification employee (22 Apr 2020 to 20 Nov 2023)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 17 Apr 2020)
    • [FCA CF] Material risk taker (7 Mar 2017 to 17 Apr 2020)
    • CF30 Customer (9 Nov 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 17 Apr 2020)
    • [FCA CF] Material risk taker (7 Mar 2017 to 17 Apr 2020)
    • CF30 Customer (9 Nov 2015 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (8 Jul 2013 to 10 Aug 2015)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (28 May 2010 to 17 Apr 2013)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (12 Feb 2009 to 8 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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