Christopher Dennis Brinkhurst

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NBL Financial Management Limited (no longer approved here)

    FRN 223936

    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 28 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Oct 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jul 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (14 Jul 2003 to 8 Dec 2019)
    • CF1 Director (14 Jul 2003 to 8 Dec 2019)
  • NBL Independent Financial Management (no longer approved here)

    FRN 193451

    • (5)Employed By (22 Nov 2000 to 31 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.