Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (10 Jun 2019 to 9 Jan 2023)
- [FCA CF] Material risk taker (10 Jun 2019 to 9 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (10 Jun 2019 to 9 Jan 2023)
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- [FCA CF] Client dealing (10 Jun 2019 to 9 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (10 Jun 2019 to 9 Jan 2023)
- [FCA CF] Material risk taker (10 Jun 2019 to 9 Jan 2023)
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- CF30 Customer (10 Jul 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 22 Jan 2009)
- CF21 Investment Adviser (28 Jul 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.