Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 18 Feb 2025)
    • [FCA CF] Client dealing (since 12 Feb 2025)
  • Britannia Mortgages LTD (no longer approved here)

    FRN 1003893

    • [FCA CF] Functions requiring qualifications (1 Aug 2024 to 14 Jan 2025)
    • SMF16 Compliance Oversight (1 Aug 2024 to 14 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Aug 2024 to 14 Jan 2025)
    • SMF3 Executive Director (1 Aug 2024 to 14 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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