Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (11 Aug 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jul 2013 to 30 Sep 2018)
    • CF1 Director (9 Jul 2013 to 8 Dec 2019)
  • Simply Money Ltd (no longer approved here)

    FRN 409543

    • (1)Employed By (31 Oct 2004 to 8 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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