Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 (AR) Executive Director function (since 9 Dec 2019)
    • CF1 Director (AR) (29 Jul 2010 to 8 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (8 Jul 2015 to 8 Dec 2019)
    • Employed By (since 29 Jul 2010)
    • Employed By (17 Aug 2007 to 29 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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