Christopher David Moseley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 16 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 19 Apr 2024)
    • [FCA CF] Client dealing (since 19 Apr 2024)
  • Doyle & Palmer Wealth Management Limited

    FRN 836767

    • (7)Employed By (since 16 Jun 2024)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (5 May 2020 to 9 Oct 2023)
    • [FCA CF] Functions requiring qualifications (5 May 2020 to 9 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.