Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 10 Oct 2022)
- CF1 Director (AR) (since 16 Sep 2022)
- CF30 Customer (since 16 Sep 2022)
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Christopher Grants Financial Planning Ltd
FRN 981623
- Employed By (since 16 Sep 2022)
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- (1)Employed By (10 Aug 2020 to 18 Oct 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Oct 2022)
- CF30 Customer (24 Mar 2016 to 20 Oct 2022)
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- (3)Employed By (24 Mar 2016 to 10 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Allied Luptons Limited
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controlled function added: (3)Employed By at Allied Luptons Limited