Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Dec 2012 to 8 Dec 2019)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF30 Customer (1 May 2011 to 31 Oct 2012)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF30 Customer (1 Nov 2007 to 9 Aug 2010)
    • CF21 Investment Adviser (12 Aug 2002 to 31 Oct 2007)
    • CF27 Investment Management (12 Aug 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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