Christopher David Brockett

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- CF30 Customer (1 Jul 2011 to 11 Dec 2012)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (30 Mar 2011 to 7 Jun 2011)
Ashwood Law LLP (no longer approved here)
FRN 544429
- Employed By (30 Mar 2011 to 7 Jun 2011)
Ashwood Law Professional Link (JVC1) Limited (no longer approved here)
FRN 223794
- Employed By (24 Jun 2009 to 30 Mar 2011)
Fairway Financial Services (no longer approved here)
FRN 184102
- (2)Employed By (1 Oct 1998 to 1 Mar 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.