Christopher David Broadhurst

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Aug 2011 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (14 Jan 2010 to 19 Jan 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 26 Aug 2011)
    • CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Jan 2006 to 14 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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