Christopher David Broad

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 7 Jan 2022)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Christopher David Broad (no longer approved here)

    FRN 215328

    • Employed By (1 Dec 2001 to 7 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.