Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • SMF1 Chief Executive (22 Jul 2022 to 31 Mar 2025)
    • SMF2 Chief Finance (7 Mar 2016 to 6 Sep 2022)
    • CF1 Director (12 Mar 2015 to 6 Mar 2016)
    • CF28 Systems and controls (12 Mar 2015 to 6 Mar 2016)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • SMF2 Chief Finance (1 Jul 2017 to 6 Sep 2022)
  • Topaz Finance Limited (no longer approved here)

    FRN 461671

    • CF28 Systems and controls (15 Feb 2010 to 30 Apr 2014)
    • CF1 Director (15 Feb 2010 to 30 Apr 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2014)
    • CF13 Finance (4 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.