Christopher David Allen

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • SMF7 Group Entity Senior Manager (7 Jun 2023 to 31 Mar 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (26 Oct 2020 to 1 May 2022)
    • [FCA CF] Significant management (26 Oct 2020 to 1 May 2022)
    • [PRA CF] Significant risk taker or Material risk taker (26 Oct 2020 to 1 May 2022)
    • [PRA CF] Managing a material risk taker (14 Oct 2020 to 24 Jun 2022)
    • SMF18 Other Overall Responsibility (10 Oct 2017 to 8 Sep 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (26 Oct 2020 to 1 May 2022)
    • [PRA CF] Significant risk taker or Material risk taker (26 Oct 2020 to 1 May 2022)
    • [FCA CF] Significant management (26 Oct 2020 to 1 May 2022)
    • [PRA CF] Managing a material risk taker (14 Oct 2020 to 24 Jun 2022)
    • SMF7 Group Entity Senior Manager (31 Mar 2020 to 1 May 2020)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF3 Chief Executive (17 Mar 2010 to 9 Jan 2013)
    • CF1 Director (17 Mar 2010 to 16 May 2017)
    • CF30 Customer (21 Dec 2007 to 9 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.