Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (7 Mar 2016 to 16 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 16 Jun 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 16 Dec 2008)
    • CF23 Corporate Finance Adviser (19 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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