Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverRock Capital Limited (no longer approved here)

    FRN 599241

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Oct 2020)
    • CF30 Customer (16 Aug 2019 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (17 Jun 2004 to 16 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.