Christopher Cowgill

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Roatan Consulting Limited

    FRN 935219

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • SMF16 Compliance Oversight (since 4 Jan 2021)
    • Responsible for Insurance Distribution (since 4 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jan 2021)
    • SMF3 Executive Director (since 4 Jan 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (26 Jun 2009 to 8 Dec 2019)
  • Ranjit Himatlal Pattni (no longer approved here)

    FRN 215138

    • (10)Employed By (1 Dec 2001 to 23 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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