Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Material risk taker (1 Feb 2022 to 2 Oct 2023)
    • [FCA CF] Client dealing (19 Aug 2021 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (19 Aug 2021 to 31 Mar 2026)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 4 Aug 2021)
    • [FCA CF] Material risk taker (1 Jan 2018 to 4 Aug 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 May 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 May 2021)
    • CF30 Customer (1 Jul 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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