Christopher (Chris) Sim

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Client dealing (6 Mar 2018 to 4 Mar 2025)
    • [FCA CF] Manager of certification employee (6 Mar 2018 to 4 Mar 2025)
    • CF30 Customer (14 Dec 2011 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.