Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • SMF9 Chair of the Governing Body (22 Jan 2020 to 30 Jun 2020)
    • CF1 Director (2 Dec 2003 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Jun 2003 to 20 Jan 2006)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 30 Sep 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (13 Jan 2017 to 30 Sep 2019)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF1 Director (16 Sep 2002 to 28 Mar 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 13 Sep 2002)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF1 Director (1 Dec 2001 to 28 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.