Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shard Capital Partners LLP
FRN 538762
- [FCA CF] Client dealing (since 8 Mar 2021)
- [FCA CF] Manager of certification employee (since 8 Mar 2021)
- [FCA CF] Material risk taker (since 8 Mar 2021)
- [FCA CF] Significant management (since 8 Mar 2021)
- CF4 Partner (1 Mar 2014 to 19 Nov 2019)
- CF30 Customer (23 Aug 2013 to 8 Dec 2019)
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- CF21 Investment Adviser (2 Jun 2003 to 1 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.