Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Mar 2021)
    • [FCA CF] Manager of certification employee (since 8 Mar 2021)
    • [FCA CF] Material risk taker (since 8 Mar 2021)
    • [FCA CF] Significant management (since 8 Mar 2021)
    • CF4 Partner (1 Mar 2014 to 19 Nov 2019)
    • CF30 Customer (23 Aug 2013 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (2 Jun 2003 to 1 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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