Christopher Charles Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Jun 2021)
    • [FCA CF] Client dealing (since 30 Jun 2021)
  • West Wales Financial Services Ltd (no longer approved here)

    FRN 225021

    • Employed By (10 Aug 2012 to 31 Dec 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (28 Oct 2010 to 31 Jul 2012)
  • RICHARD KEEN (INSURANCE BROKERS) LIMITED (no longer approved here)

    FRN 116686

    • CF30 Customer (1 Nov 2007 to 15 Sep 2010)
    • CF1 Director (8 Jul 2004 to 25 Oct 2005)
    • CF21 Investment Adviser (13 May 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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