Christopher Charles Smith

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Apr 2013)
    • CF30 Customer (since 27 Mar 2013)
    • CF30 Customer (17 Feb 2011 to 4 Mar 2011)
  • QUILTER WEALTH LIMITED

    FRN 217742

    • CF1 Director (AR) (since 3 Jun 2014)
  • PRG Independent Limited

    FRN 592823

    • (2)Employed By (since 3 Jun 2014)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 29 Apr 2013)
  • PRG Financial Planners Limited

    FRN 592781

    • (3)Employed By (since 18 Apr 2013)
  • Christopher Smith (no longer approved here)

    FRN 512261

    • Employed By (27 Mar 2013 to 18 Apr 2013)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (18 Nov 2009 to 31 Oct 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.