Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment and Tax Advisory Services Limited (no longer approved here)

    FRN 209529

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 7 Jan 2013)
    • CF10 Compliance Oversight (26 Apr 2002 to 7 Jan 2013)
    • CF11 Money Laundering Reporting (26 Apr 2002 to 7 Jan 2013)
    • CF1 Director (26 Apr 2002 to 24 Jun 2016)
    • CF21 Investment Adviser (26 Apr 2002 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (26 Apr 2002 to 31 Mar 2009)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (1 Dec 2001 to 6 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 6 May 2002)
  • Wilcox Young Personal Wealth Management Limited (no longer approved here)

    FRN 179696

    • Employed By (1 Dec 2001 to 6 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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