Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 7 Jan 2013)
- CF10 Compliance Oversight (26 Apr 2002 to 7 Jan 2013)
- CF11 Money Laundering Reporting (26 Apr 2002 to 7 Jan 2013)
- CF1 Director (26 Apr 2002 to 24 Jun 2016)
- CF21 Investment Adviser (26 Apr 2002 to 31 Oct 2007)
- CF8 Apportionment and Oversight (26 Apr 2002 to 31 Mar 2009)
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- CF1 Director (AR) (1 Dec 2001 to 6 May 2002)
- CF21 Investment Adviser (1 Dec 2001 to 6 May 2002)
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- Employed By (1 Dec 2001 to 6 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.