Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (8 Oct 2003 to 10 Jun 2005)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (2 Dec 2002 to 31 Aug 2003)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF26 Customer Trading (1 Dec 2001 to 7 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.