Christopher Charles Brown-Findlay

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JULIAN HARRIS ADVISER NETWORK LIMITED

    FRN 304155

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • CF30 Customer (since 25 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
  • Julian Harris Financial Consultants

    FRN 153566

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 5 Nov 2020)
    • CF30 Customer (since 5 Nov 2020)
  • Charles Brown-Findlay

    FRN 492826

    • Employed By (since 5 Nov 2020)
    • Employed By (22 Mar 2018 to 11 Aug 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (9 Dec 2008 to 5 Jan 2009)
  • Michael Usher Mortgage Services Limited (no longer approved here)

    FRN 413912

    • (3)Employed By (9 Dec 2008 to 5 Jan 2009)

Recent activity

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