Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 29 Sep 2008)
    • CF1 Director (AR) (since 29 Sep 2008)
    • Employed By (since 1 Dec 2001)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 12 Oct 2008)
    • CF1 Director (AR) (5 Apr 2007 to 12 Oct 2008)
    • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.