Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Leslie James Mortgages Limited
FRN 776769
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 1 May 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 May 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 May 2024)
- Responsibility for MCD Intermediation (24 Jul 2017 to 1 May 2024)
- CF1 Director (24 Jul 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (24 Jul 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (24 Jul 2017 to 30 Sep 2018)
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- CF1 Director (AR) (9 Apr 2013 to 8 Dec 2016)
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- Employed By (9 Apr 2013 to 8 Dec 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.