Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 1 May 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 May 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 May 2024)
    • Responsibility for MCD Intermediation (24 Jul 2017 to 1 May 2024)
    • CF1 Director (24 Jul 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Jul 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (24 Jul 2017 to 30 Sep 2018)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (9 Apr 2013 to 8 Dec 2016)
  • AMS Financial Solutions Ltd (no longer approved here)

    FRN 487584

    • Employed By (9 Apr 2013 to 8 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.