Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brown and Gold Limited
FRN 739411
- [FCA CF] Proprietary trader (since 1 Mar 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF3 Chief Executive (10 Oct 2019 to 8 Dec 2019)
- CF1 Director (10 Aug 2016 to 10 Oct 2019)
- CF11 Money Laundering Reporting (10 Aug 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.