Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 30 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 25 Nov 2015)
    • Employed By (since 8 Jul 2019)
  • The DRM Consultancy (no longer approved here)

    FRN 455856

    • Employed By (25 Nov 2015 to 25 Jul 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (19 Apr 2012 to 20 Oct 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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