Christopher Brian Spear

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Seaport Group Europe LLP

    FRN 526965

    • [FCA CF] Client dealing (since 21 Nov 2022)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (7 Oct 2020 to 17 Nov 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 18 Apr 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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