Christopher Brian Richardson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 5 Dec 2023)
  • NOW Financial Planning Ltd (no longer approved here)

    FRN 970853

    • (2)Employed By (6 May 2022 to 24 Nov 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Nov 2023)
    • CF30 Customer (16 Mar 2015 to 24 Nov 2023)
  • Berkeley St James Financial Planning (no longer approved here)

    FRN 588004

    • Employed By (8 Nov 2016 to 24 May 2018)
  • Christopher Brian Richardson (no longer approved here)

    FRN 670882

    • Employed By (9 Mar 2015 to 8 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.