Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Independent Financial Advice Bureau
FRN 207470
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (24 Jan 2013 to 8 Dec 2019)
- CF21 Investment Adviser (27 Mar 2002 to 31 Oct 2007)
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- (1)Employed By (6 Mar 2002 to 3 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.