Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (24 Jan 2013 to 8 Dec 2019)
    • CF21 Investment Adviser (27 Mar 2002 to 31 Oct 2007)
  • Financial Advice Bureau (no longer approved here)

    FRN 193271

    • (1)Employed By (6 Mar 2002 to 3 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.