Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ProPlan Financial Advice Limited
FRN 912215
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 13 Apr 2022)
- [FCA CF] Client dealing (since 13 Apr 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Apr 2022)
- CF30 Customer (19 Mar 2019 to 8 Dec 2019)
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- CF1 Director (AR) (22 Apr 2010 to 22 Dec 2010)
- CF30 Customer (1 Nov 2007 to 11 Mar 2019)
- CF24 Pension Transfer Specialist (21 Jul 2005 to 31 Oct 2007)
- CF21 Investment Adviser (21 Jul 2005 to 31 Oct 2007)
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- (3)Employed By (22 Apr 2010 to 11 Mar 2019)
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- CF7 Sole Trader (AR) (1 Dec 2001 to 29 Sep 2005)
- CF21 Investment Adviser (1 Dec 2001 to 29 Sep 2005)
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- Employed By (1 Dec 2001 to 29 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (3)Employed By at Windle & Bowker Financial Solutions Ltd