Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Apr 2022)
    • [FCA CF] Client dealing (since 13 Apr 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Apr 2022)
    • CF30 Customer (19 Mar 2019 to 8 Dec 2019)
  • Whittaker Financial Solutions Limited (no longer approved here)

    FRN 409239

    • CF1 Director (AR) (22 Apr 2010 to 22 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 11 Mar 2019)
    • CF24 Pension Transfer Specialist (21 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Jul 2005 to 31 Oct 2007)
  • Windle & Bowker Financial Solutions Ltd (no longer approved here)

    FRN 456678

    • (3)Employed By (22 Apr 2010 to 11 Mar 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF7 Sole Trader (AR) (1 Dec 2001 to 29 Sep 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Sep 2005)
  • Christopher Bradbury (no longer approved here)

    FRN 165537

    • Employed By (1 Dec 2001 to 29 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (3)Employed By at Windle & Bowker Financial Solutions Ltd