Christopher Brace

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
  • N D Toy & Partners (no longer approved here)

    FRN 300295

    • CF4 Partner (14 Jan 2005 to 13 Aug 2015)
  • N.D. Toy & Partners Limited (no longer approved here)

    FRN 131345

    • (10)Employed By (1 Dec 2001 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.