Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Nov 2010)
    • CF30 Customer (since 17 Nov 2010)
    • Employed By (since 15 Sep 2004)
  • Cowburn Financial Services Limited (no longer approved here)

    FRN 125516

    • Employed By (1 Oct 1998 to 13 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

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