Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 31 Oct 2023)
- [FCA CF] Client dealing (since 2 Oct 2023)
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- [FCA CF] Client dealing (29 Oct 2019 to 2 Oct 2023)
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- CF30 Customer (24 Feb 2012 to 26 Jul 2019)
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- CF30 Customer (7 Dec 2010 to 1 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.