Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • CF30 Customer (1 Nov 2007 to 21 Oct 2009)
    • CF21 Investment Adviser (8 Mar 2006 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (5 Dec 2005 to 27 Feb 2006)
    • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 5 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.