Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Manager of certification employee (14 Feb 2024 to 13 Feb 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 1 Aug 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (1 Feb 2021 to 1 Aug 2025)
    • [FCA CF] Material risk taker (1 Feb 2021 to 1 Aug 2025)
    • [FCA CF] Significant management (1 Feb 2021 to 1 Aug 2025)
    • [FCA CF] Client dealing (1 Feb 2021 to 1 Aug 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (1 Feb 2021 to 1 Aug 2025)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 1 Aug 2025)
    • [FCA CF] Material risk taker (1 Feb 2021 to 1 Aug 2025)
    • [FCA CF] Significant management (1 Feb 2021 to 1 Aug 2025)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (1 Feb 2021 to 22 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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