Christopher Bernard Higgins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pemberton Capital Advisors LLP (no longer approved here)

    FRN 561640

    • CF4 Partner (5 Sep 2014 to 31 Mar 2018)
    • CF10 Compliance Oversight (1 Oct 2013 to 23 Oct 2015)
    • CF30 Customer (1 Oct 2013 to 31 Mar 2018)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (4 May 2011 to 1 Oct 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (12 May 2010 to 10 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 12 May 2010)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.