Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fidelius Ltd
FRN 188615
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 2 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 4 Jan 2021)
- CF21 Investment Adviser (2 Jun 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.