Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SEI Investments (Europe) Ltd
FRN 191713
- SMF16 Compliance Oversight (since 2 Mar 2026)
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- SMF16 Compliance Oversight (3 Aug 2024 to 17 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Aug 2022 to 10 Aug 2024)
- [FCA CF] Significant management (30 Mar 2021 to 9 Aug 2022)
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- SMF16 Compliance Oversight (3 Aug 2024 to 17 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Aug 2022 to 10 Aug 2024)
- [FCA CF] Significant management (30 Mar 2021 to 9 Aug 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.