Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 2 Mar 2026)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • SMF16 Compliance Oversight (3 Aug 2024 to 17 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Aug 2022 to 10 Aug 2024)
    • [FCA CF] Significant management (30 Mar 2021 to 9 Aug 2022)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • SMF16 Compliance Oversight (3 Aug 2024 to 17 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Aug 2022 to 10 Aug 2024)
    • [FCA CF] Significant management (30 Mar 2021 to 9 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.