Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Origen Financial Services Limited
FRN 192666
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (26 Jun 2007 to 31 Oct 2007)
- CF21 Investment Adviser (7 Oct 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Apr 2004 to 7 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.