Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Woodford Investment Management Limited (no longer approved here)

    FRN 745433

    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jan 2020)
    • CF10 Compliance Oversight (24 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.