Christopher Anthony Raymond

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2026)
    • [FCA CF] Client dealing (since 24 Feb 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (30 May 2023 to 13 Feb 2026)
    • CF1 Director (AR) (24 May 2023 to 13 Feb 2026)
    • CF30 Customer (12 Apr 2018 to 28 Jun 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Apr 2023)
    • CF1 Director (AR) (26 Jul 2019 to 19 Apr 2023)
    • CF30 Customer (26 Jul 2019 to 19 Apr 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (26 Jul 2019 to 19 Apr 2023)
  • Hill & Co Financial Advisers Ltd (no longer approved here)

    FRN 734657

    • Employed By (12 Apr 2018 to 28 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

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