Christopher Andrew Frank Dorkes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 Mar 2015)
  • Christopher Dorkes

    FRN 675130

    • Employed By (since 4 Mar 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 12 Sep 2014)
    • CF22 Investment Adviser (Trainee) (23 Nov 2006 to 31 Oct 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
  • Heritage Financial Partners Limited (no longer approved here)

    FRN 200389

    • (55)Employed By (22 Dec 2000 to 24 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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